"More than 1,700+ (5 Star) ratings, and I've helped more than 400 people pass their SIE (Securities Industry Essentials), Series 3, 6, 7, 9, 10, 24, 26, 63, 65, 66, 79, and other FINRA/NASAA exams.
Much of the Series 6, 7, and other FINRA exams deal with options, municipal securities, underwritings, bonds, suitability, finance, and regulations. While much of the Series 63, 65, and 66 exams deal with more...
"More than 1,700+ (5 Star) ratings, and I've helped more than 400 people pass their SIE (Securities Industry Essentials), Series 3, 6, 7, 9, 10, 24, 26, 63, 65, 66, 79, and other FINRA/NASAA exams.
Much of the Series 6, 7, and other FINRA exams deal with options, municipal securities, underwritings, bonds, suitability, finance, and regulations. While much of the Series 63, 65, and 66 exams deal with exemptions and exceptions. I have over 25 years of industry experience as a financial advisor, investment banker, trader, and trainer. Firms include Edward Jones, JP Morgan, Merrill Lynch/Bank of America.
Background: CPA (Certified Public Accountant), MBA, investment banking, financial service consulting.
Patent Holder: U.S. 7,634,435 Diversified fixed income product and method for creating and marketing same.
My passion for teaching comes from a lifelong passion for the financial services industry and learning. Clients say that I help them succeed and realize their own potential with improved confidence, test scores, and career development.
Suggested study framework based on my experience with successful clients:
Series 7 or Series 79: 20-24 hours, 6 weeks, 2 meetings per week, 1.5-2 hours
Series 63: 10-12 hours, 3 weeks, 2 meetings per week, 1.5 hours
Series 65: 18-20 hours, 6 weeks, 2 meetings per week, 1.5 hours
Series 66: 12-14 hours, 5 weeks, 2 meetings per week, 1.5 hours
Sessions are accounted for at least 1.5 hours. Also, weekends, holidays, and outside regular business hours (8 am -5 pm Central) rates are accounted for up to an additional 15 minutes per hour." less...
